— Forms/Links —
FORMS
Authorization to Trade (Corporations and LLCs)
Restriction Removal Request Form (One Year Old Stock)
SEC Form 3 – Initial Statement of Beneficial Ownership of Securities
SEC Form 4 – Statement of Changes in Beneficial Ownership
You must have Adobe Reader in order to open these forms. To download Adobe Reader, click here.
LINKS
Securities and Exchange Commission http://www.sec.gov
Search SEC Company Filings http://www.sec.gov/edgar/searchedgar/companysearch.html
SEC Rule 144: Selling Restricted & Control Securities http://www.sec.gov/investor/pubs/rule144.htm
Over-the-Counter Bulletin Board http://otcbb.com
OTC Markets http://www.otcmarkets.com
Yahoo Finance http://finance.yahoo.com
MSN Money http://money.msn.com
The New York Stock Exchange http://www.nyse.com
FINRA Web Site http://www.finra.org/index.htm
Internal Revenue Service http://www.irs.gov/index.html
Adobe Reader http://get.adobe.com/reader/